The US Department of Health and Human Services is seeking public comment on proposed new guidelines that would deny patients and their families the right to entirely withdraw from medical studies even when patients were enrolled improperly or without the knowledge or consent of the patients or families.
Federal “guidance,” as this proposal would be, often is seen by those it guides as coming down from the heavens. The guidance offered, in short, is perceived as mandatory, not optional.
I have been trying to get the records of my husband, David, expunged from a medical study since I learned Nov. 26 he was enrolled essentially from the moment the paramedics walked in our front door on Oct. 19 after he had a heart attack. David died Oct. 25 without regaining consciousness. Although I was standing a few feet away, nobody thought to mention to me that David was officially a guinea pig. (More on this here and here and here.) My latest effort involves writing to the US Food and Drug Administration and asking that David’s records be expunged from the study. I don’t really expect to be successful, but feel the need to try.
There are two parts to proposed guidance that pretty much say that once researchers get you in one of these studies, you will remain there no matter what egregious behavior got you enrolled in the first place.
First, there is a note attached to the guidance:
OHRP believes the interpretations provided in the proposed draft guidance below are harmonious with those provided in FDA’s final guidance document. In particular, FDA’s guidance document explains that under applicable FDA law and regulations, data collected on study subjects enrolled in an FDA-regulated clinical trial up to the time of subject withdrawal must remain in the trial database in order for the study to be scientifically valid. Likewise, OHRP’s proposed draft guidance clarifies that when a subject informs an investigator of his/her decision to discontinue participation in research, or an investigator decides to terminate a subject’s participation regardless of the subject’s consent, the investigator may continue to analyze already collected individually identifiable private information about that subject.
Then the guidance makes clear that once researchers have information, they can keep using it.
When a subject chooses to completely discontinue participation in a research study, or an investigator decides to completely terminate a subject’s participation in a research study without regard to the subject’s consent, the investigator may continue to analyze individually identifiable private information about that subject or data that was derived by the investigator through a previous use or test of that subject’s individually identifiable biological specimens prior to the subject’s decision to discontinue participation in a study or prior to an investigator’s decision to terminate a subject’s participation without regard to the subject’s consent,, provided the analysis of such private information or data was described in the IRB-approved protocol.
It still strikes me as just flat wrong to allow medical researchers to enroll patients in studies without their consent just because they are not able to respond. If enrollment is the first step, then somewhere along the way, patients or their families should have the right to say “no.” Completely. From the beginning. Retroactively. If criminal records can be expunged, then surely medical records can be expunged as well.
The deadline for comments is Jan. 30. They can be emailed to discontinueparticipation@hhs.gov (include “Guidance on Discontinuation of Subject Participation” in the subject line); faxed to 301-402-2071; or mailed to Michael A. Carome, M.D., Captain, U.S. Public Health Service, OHRP, 1101 Wootton Parkway, Suite 200, Rockville, MD 20852.
Comments on no-consent studies
Wednesday, January 21st, 2009Here are my comments on proposed US Department of Health and Human Services’ “Guidance on Important Considerations for When Participation of Human Subjects in Research is Discontinued.”
The proposed guidelines include inadequate protections for the patient and his or her family. While both these guidelines and FDA guidance protect the research and the researchers, they do not fully protect the patient and family.
The FDA’s guidelines (Guidance for Sponsors, Clinical Investigators, and IRBs: Data Retention When Subjects Withdraw from FDA-Regulated Clinical Trials) cite concerns that allowing data to be deleted from studies will make them scientifically invalid. The guidelines state that “allowing subjects to withdraw data could even provide an opportunity for unscrupulous parties to ‘improve’ study results by selectively encouraging certain subjects to withdraw from a study.”
While that is a valid concern, the guidelines are silent on data that is collected through improper or unethical means. The stringent prohibition on expunging data could even provide an opportunity for unscrupulous or indifferent parties to deliberately violate notification procedures or be negligent in applying them.
In these instances, patients or families ought to be able to expunge data entirely from the study. There must be consequences for researchers and protections for patients and families when subjects are improperly enrolled in no-consent studies. While it is true that participation in a study cannot be undone, it is also true that a society that can expunge criminal records can expunge improperly obtained medical records as well when circumstances indicate its appropriateness.
HHS guidance should make provision for patients or families to opt out of no-consent studies entirely when enrolling the patient involved negligence or misconduct on the part of the researchers.
This issue has been near and dear since I learned Nov. 26 that my husband was enrolled, without his consent or my consent, in a medical study after he had a heart attack at home Oct. 19. David died Oct. 25 without regaining consciousness. When I requested that his medical records be expunged, the Medical College of Wisconsin turned me down, citing guidance from the Food and Drug Administration and the the proposed guidance from the Department of Health and Human Services. I’ve written to the FDA to appeal the ruling to seek a waiver from the guidance.
You, too, can comment on the pending HHS guidelines if you wish. The deadline is Jan. 30.
Comments, according to HHS, may be submitted by any of the following methods: (1) E-mail to discontinueparticipation@hhs.gov and include “Guidance on Discontinuation of Subject Participation” in the subject line; (2) Fax: 301-402-2071; (3) Mail/Hand delivery/Courier [For paper, disk, or CD-ROM submissions]: Michael A. Carome, M.D., Captain, U.S. Public Health Service, OHRP, 1101 Wootton Parkway, Suite 200, Rockville, MD 20852.
More information is available here.
Tags: David Doege, medical research
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